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  • Blog: Ireland IP & Technology Law BlogEuropean Banking Authority Recommendations on Outsourcing to Cloud Service ProvidersPosted on June 18, 2018 by Mark Rasdale
    Last week MoneyConf firmly put Dublin in the Fintech spotlight. The pressure on financial services firms to make better use of technology to reduce costs and improve customer service shows no sign of relenting. At the same time they need to carefully navigate the related regulatory challenges around technology outsourcing. A member of the ECB...Continue Reading…
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  • Blog: Waller Law BlogOne of the hidden benefits of Regulation A+ offerings: variable pricingPosted on June 18, 2018 by Marc J. Adesso
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  • Blog: Haynes and Boone BlogsEmployer Document Retention Policies: Relevant ERISA RequirementsPosted on June 14, 2018 by Haynes and Boone Benefits Group
    Many employers maintain policies for compliance with the various laws governing document retention. In developing such a policy, it is important for employers to consider the rules applicable to documents related to plans subject to ERISA: Section 107 of ERISA mandates a six-year document retention period for purposes of its reporting and disclosure requirements (e.g., […] The post Employer Document Retention Policies: Relevant ERISA Requirements appeared first on Haynes and Boone Blogs.
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  • Blog: You Might Be a WinnerThings That Make You Go HmmmmPosted on June 12, 2018 by Robert Laplaca
    Commercial Co-Ventures and Sweepstakes Promotions Remember that song in the ‘90s from the C+C Music Factory called “Things That Make You Go Hmmm….”  I guess I did when I came across some recent promotions.  Perhaps these practice tips will stay with you longer than C+C’s 15 minutes of fame. Bar Exam Sweepstakes The set up:  Most young lawyers-to-be are weighed down with tremendous debt after three years of law school, but they have the hope that by shelling out another $250 they’ll get [...]
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  • Blog: Capital Markets LitigationPrivate Cryptocurrency Firm Hit With Class Action Lawsuit Over Initial OfferingPosted on June 12, 2018 by Alexandra Droz
    Investors in a private cryptocurrency firm brought a class action securities lawsuit against the firm itself, Latium Network, Inc. (Latium) and individually against Latium’s founder and CEO David Johnson and co-founder and chief commercial officer Matthew Carden. The lawsuit alleges that the defendants are subject to strict liability for violating Section 5 of the Securities...… Continue Reading
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  • Blog: Broker-Dealer Law CornerPIABA Lawyers Convince Congress Of The Importance Of Them Collecting Their Attorneys’ FeesPosted on June 1, 2018 by Alan Wolper
    I have written before of the ferocious effort by PIABA lawyers to fight for their ability to collect attorneys’ fees on contingency matters – FINRA arbitrations – that they manage to win but which never get satisfied because the respondent broker-dealer has the temerity to go out of business rather than paying the award. PIABA...… Continue Reading
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