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  • Blog: Data Security Law BlogPart Two: In-Depth Look at New York’s New Data Security BillPosted on November 20, 2017 by Simone M. Silva-Arrindell, Craig A. Newman
    Second in a two-part series. Last week, in the first part of this series, we examined several key aspects of New York’s proposed data security law, Stop Hacks and Improve Data Security Act or SHIELD Act. In our second and final installment, we discuss three additional aspects of the proposed law. Content of Notices All [...]
  • Blog: Broker-Dealer Law CornerFirst Shot Fired In PIABA’s War On The Securities IndustryPosted on November 18, 2017 by Alan Wolper
    A week or so ago, I highlighted in a post the acceptance speech of PIABA’s incoming president, Andrew Stoltmann, in which he announced his intent to wage “war” on the securities industry. Bluster aside, Andrew has been true to his word.  His opening volley is an attack on the public governors who sit on FINRA’s...… Continue Reading
  • Blog: Waller Law BlogSEC Chairman Sees ICOs as Securities OfferingsPosted on November 16, 2017 by Marc J. Adesso,Wes Scott
    SEC Chairman Jay Clayton spoke at the PLI Annual Institute on Securities Regulation in re: The DAO and his skepticism about ICOs being a securities offering.

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