- Blog: Broker-Dealer Law CornerAmeriprise Learns The Hard Lesson That To Be Deemed “Reasonable,” A Supervisory System Actually Has To WorkPosted on August 16, 2018 by Alan WolperA little over a year ago, I blogged about a FINRA Enforcement action against an Ameriprise rep – but, notably, not Ameriprise – to highlight what a great job the firm did in ensuring that its sales force was not engaging in any undisclosed outside business activities. It had a robust supervisory procedure, with multiple...… Continue Reading
- Blog: Data Security Law BlogNinth Circuit Gives Google Reprieve to Resolve Overseas Warrant DisputePosted on August 15, 2018 by George A. LoBiondo, Craig A. NewmanA federal appeals court is giving Google and the Justice Department more time to work out their differences in a standoff over whether the tech giant must hand over customer emails stored outside of the United States. The U.S. Supreme Court sidestepped the same legal question about the reach of warrants issued under the Stored [...]
- Blog: Waller Law BlogWhy QAPI could be a life-or-death decision for skilled nursing facilitiesPosted on August 15, 2018 by Jeffery D. Parrish
- Blog: Haynes and Boone BlogsSixth Circuit Decision Highlights Importance of Distributing Accurate SPDsPosted on August 7, 2018 by Haynes and Boone Benefits GroupA recent case decided by the U.S. Court of Appeals for the Sixth Circuit provides yet another example of the importance of ensuring that plan documents and summary plan descriptions (“SPDs”) accurately and consistently describe plan benefits. In Pearce v. Chrysler Group LLC Pension Plan, the plan document provided that a participant who was not […] The post Sixth Circuit Decision Highlights Importance of Distributing Accurate SPDs appeared first on Haynes and Boone Blogs.