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  • Blog: Data Security Law BlogCyber Week in Preview: SEC Hack, Equifax CEO on Hot Seat and Energy Sector Cyber SpendPosted on September 25, 2017 by Craig A. Newman
    As we start the new week, a recap of major cybersecurity developments: Equifax CEO Faces Senate Committee – Senate staffers are busy readying cross examination scripts for the testimony next week of Equifax Inc. Chief Executive Officer Richard F. Smith.  In an open hearing, members of the Senate Committee on Banking, Housing and Urban Affairs [...]
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  • Blog: Broker-Dealer Law CornerI Want HIS Lawyer!Posted on September 5, 2017 by Alan Wolper
    A little over a year ago, the SEC announced a stunning settlement with Merrill Lynch regarding its violation of SEC Rule 15c3-3, commonly known as the “Customer Protection Rule.”  This is an important rule whose name gives away its purpose:  it is designed to ensure that if a broker-dealer ever fails, customer assets can be...… Continue Reading
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